Nicholas S Matulich

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1986 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Orleans, LA
• 06/2011 → Present
  Bank Of America, N.A.
  New Orleans, LA

Other Businesses

I*103279 For profit or not for profit: For-Profit Organization Name of outside business organization: NANMAT LLC Investment related: N Address of business: Metairie, Louisiana 70005 Nature of business: LLC, Position, title, association: Other, LLC Member Start date of relationship: 2/27/2017 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: limited liability company for rental real estate. I*137048 For profit or not for profit: For-Profit Organization Name of outside business organization: CHARLACQUES HOMES, LLC Investment related: Address of business: METAIRIE, Louisiana 70005 Nature of business: LLC, Compensation for Activity: Position, title, association: Family Held, Start date of relationship: 3/26/2021 Number of hours devoted: 30 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family business, real estate ownership/property management

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-07
• S63 Uniform Securities Agent State Law Examination
  1986-06-11

Other Names

• Nick Matulich
• Nicholas Samuel Matulich