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Thomas Arthur Endersbe

Osaic Wealth, Inc.

Eagan, MN

Elk River, MN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-01
  • MN RA
    APPROVED
    Since 2023-09-01

Branch Locations

Eagan, MN • United States

221 Main Street Suite A, Elk River, MN 55330 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Duluth MN 11/2009 09/2023
Osaic Wealth, Inc. St Louis Park MN 09/2023 Present
  • 11/2009 → 09/2023
    Sagepoint Financial, Inc.
    Duluth, MN
  • 09/2023 → Present
    St Louis Park, MN
Previous Registrations
  • 2010-01-21 → 2023-09-01
    Osaic Services, Inc.
    St Louis Park, MN
    Chanhassen, MN
    Duluth, MN
    Elk River, MN
Other Businesses

1) TOM ENDERSBE SOLE PROPRIETOR THE THREE COMMITMENTS OF LEADRSHIP BOOK POSITION: Coach/Instructor NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 4 START DATE: 08/02/2018 ADDRESS: 3604 Tanglewood Ct, Eagan MN 55123, United States DESCRIPTION: As part of writing my book The Three Commitments of Management (previously disclosed) I provide Leadership Coaching for small business owners from time to time. It can involve one on one coaching of key Leadership Skills and Leadership Team group meeting facilitation. Hours vary by engagement. Each engagement is based upon the needs of the client. Estimated to not exceed 12 hours a week on average. 2) THOMAS ENDERSBE AS AUTHOR OF THE THREE COMMITTMENTS OF LEADERSHIP PUBLISHED BY MCGRAW HILL POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2010 ADDRESS: 3604 Tanglewood Ct, Eagan, MN 55123 DESCRIPTION: Writing a book, public speaking in support of the book with educational firms and groups interested in leadership. 3) THOMAS A. ENDERSBE POSITION: owner NATURE: As a sole proprietor I have previous submitted that I wrote a book and consult on leadership. During that process one of the folks I coach Dwight Cox has an opportunity to buy a car window tint business and needs $100,000 to acquire and operate the business. Dwight is not in the securities industry and is not a client of my financial advisory practice. I would like to enter into a personal loan to Dwight Cox in the amount of $100,000 approximately. The funds would be from me personally and not associated with Signature Wealth Management or Osaic. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2025 ADDRESS: 3604 Tanglewood Ct, eagan MN 55123, United States DESCRIPTION: Simply making a personal loan to a non securities client

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-04
  • S63 Uniform Securities Agent State Law Examination
    1985-10-04
Designations
Other Names
  • Tom Endersbe

View on SEC IAPD

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