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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2026-06-25 |
| TX | RA | APPROVED | 2026-05-01 |
Branch Locations
17 Cowboys Way Ste 500, Frisco, TX 75034 • United States
Dubois , WY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Addison | TX | 12/2013 | 05/2026 |
| Wells Fargo Clearing Services, Llc | Frisco | TX | 05/2026 | Present |
2) jay arbetter / dallas, texas / Sole proprietorship / Education / i am writing a book on networking to help people find their dream jobs or a better job / Sole proprietorship / write the book / Start Date 12/19/2016 /// ERICA A ARBETTER; INV RELATED;DALLAS,TX; TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 03/02/2000; 1 HRS PER MONTH; - HRS DURING TRADING; 3) billboard / Park Lane and Greenvile, Dallas, TX 75230 / United States / No / Other / billboard / Real Estate / rental income / help my wife with the manager of the billboard / talk to the management company from time to time / we inherited this from my wife's mother when she died this year / none / No / Start Date 9/16/2019 /// 4) NAME OF OTHER BUSINESS: E.A. trust / INVESTMENT RELATED?: Yes / ADDRESS: texas, dallas / NATURE OF THE BUSINESS: invest money / POSITION: manage the money / DUTIES: manage the money / START DATE:11/26/1999 / HOURS DEVOTED TO BUSINESS: n/a 5) stephanie arbetter trust, manage money, txdallasUnited States-75287, start date-11/26/1999. 6) arbetter holdings llc, own a rental house 52 hart trail dubois wy 82513, Partner, oversea the income from the house, start date-6/1/2022, texasdallasUnited States-75287. 7) jay arbetter, i have a patent on a fishing device that is being sold to a fishing distributor and i will make money on each order of my device, Proprietor / owner, just negotiate the terms of my conpensation on the future orders of my fishing product, start date-5/22/2023, dallastexasUnited States75287 THE POWER NETWORKING STRATEGY; NOT INV RELATED;DALLAS,TX; START DATE: 03/06/2015; 1 HRS PER MONTH; 0 HRS DURING TRADING; THE BETTER THREADER ; NOT INV RELATED;DALLAS,TX; PATENT ON A FISHING DEVICE;100% OWNERSHIP; START DATE: 01/16/2020; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-22 |
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