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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2006-02-02 |
Branch Locations
888 Veterans Memorial Hwy Suite 400, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | New York | NY | 01/2002 | Present |
1. TRUSTEE OF PERSONAL FAMILY TRUST - 1 HOUR PER MONTH AFTER BUSINESS. ACT AS TRUSTEE FOR VARIOUS FAMILY ACCOUNT. I DEVOTE LESS THAN 10 HOURS A MONTH. 2. personal -rental farm land, West Chazy, NY. Owner,1 hour per year. Non Investment related. 3. RENTAL PROPERTY - PLATTSBURGH, NY LESS THAN 1 HR MONTH, DURING NON-MKT HOURS. 4. CO-TRUSTEE FOR FAMILY MEMBER ACCOUNT - DEMINIMUS COMPENSATION, LESS 1 HR MONTHLY 5. RENTAL PROPERTY - NON INVESTMENT RELATED - FL - CO OWNER - SPOUSE MANAGES ALL AFTER HRS - 100% 6. CO-TRUSTEE ON WEST FAMILY TRUST NON-INVESTMENT RELATED. LESS THAN 1 HR MONTHLY, NON BUSINESS HOURS 7.RENTAL PROPERTY (HOUSE) - WEST CHAZY,NY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-03 |
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