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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-05
IL RA APPROVED 2021-11-16
  • FL RA
    APPROVED
    Since 2022-01-05
  • IL RA
    APPROVED
    Since 2021-11-16

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Downers Grove IL 09/2009 Present
Highpoint Planning Partners Dba Partners Advisors Ltd. Downers Grove IL 11/2013 Present
  • 09/2009 → Present
    Lpl Financial, Llc
    Downers Grove, IL
  • 11/2013 → Present
    Highpoint Planning Partners Dba Partners Advisors Ltd.
    Downers Grove, IL
Previous Registrations
  • 2014-02-06 → 2021-12-31
    Highpoint Planning Partners
    Oakbrook Terrace, IL
    Downers Grove, IL
  • 2003-01-03 → 2009-09-08
    Waterstone Financial Group, Inc.
    Boston, MA
    Elmhurst, IL
    Oakbrook Terrace, IL
Other Businesses

1. 3/25/2010 - NON-VARIABLE INSURANCE DBA - PARTNERS ADVISORS, LTD - PARTNERS ADVISORS LTD IS A SUB-CHAPTER S CORP. WHICH I AM PRESIDENT. THE INSURANCE PRODUCTS COMMISSIONS ARE PAID TO ME AS AN INDIVIDUAL, NOT TO THE CORP. MY DBA IS ONLY USED FOR MARKETING OUR FIRM. - 10% OF TIME SPENT - OAKBROOK TERRACE, IL. 2. 08/08/2014 - HIGHPOINT ADVISOR GROUP , LLC - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 160 HOURS PER MONTH - OAKBROOK TERRACE, IL 3. 08/08/2014 - HIGHPOINT ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR DBA - PARTNERS ADVISORS LTD - OAKBROOK TERRACE, IL 4. 10/30/2015 * BFOM, LLC * Business Entity For Tax/Investment Purposes Only * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 05/27/2015 * 1 HR/MO DURING SECS TRDG HRS. 5. 02/03/2022 - Partners Advisors ltd - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/08/2010 - 0 Hours Per Month/0 Hours During Securities Trading. 6. 12/21/2023 - Professional Wealth Advisors - Inv Related - At Reported Business location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/14/2023 - 160 Hrs/Mo; 8 Hrs Durings Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-31
S63 Uniform Securities Agent State Law Examination 1990-10-05
  • S65 Uniform Investment Adviser Law Examination
    2002-12-31
  • S63 Uniform Securities Agent State Law Examination
    1990-10-05

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