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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-05 |
| IL | RA | APPROVED | 2021-11-16 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Fort Myers, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Downers Grove | IL | 09/2009 | Present |
| Highpoint Planning Partners Dba Partners Advisors Ltd. | Downers Grove | IL | 11/2013 | Present |
1. 3/25/2010 - NON-VARIABLE INSURANCE DBA - PARTNERS ADVISORS, LTD - PARTNERS ADVISORS LTD IS A SUB-CHAPTER S CORP. WHICH I AM PRESIDENT. THE INSURANCE PRODUCTS COMMISSIONS ARE PAID TO ME AS AN INDIVIDUAL, NOT TO THE CORP. MY DBA IS ONLY USED FOR MARKETING OUR FIRM. - 10% OF TIME SPENT - OAKBROOK TERRACE, IL. 2. 08/08/2014 - HIGHPOINT ADVISOR GROUP , LLC - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 160 HOURS PER MONTH - OAKBROOK TERRACE, IL 3. 08/08/2014 - HIGHPOINT ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR DBA - PARTNERS ADVISORS LTD - OAKBROOK TERRACE, IL 4. 10/30/2015 * BFOM, LLC * Business Entity For Tax/Investment Purposes Only * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 05/27/2015 * 1 HR/MO DURING SECS TRDG HRS. 5. 02/03/2022 - Partners Advisors ltd - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/08/2010 - 0 Hours Per Month/0 Hours During Securities Trading. 6. 12/21/2023 - Professional Wealth Advisors - Inv Related - At Reported Business location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/14/2023 - 160 Hrs/Mo; 8 Hrs Durings Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-05 |
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