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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-23 |
| NJ | RA | APPROVED | 2007-06-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
DEPARTMENT OF EDUCATION/CHAMPION LEARNING; NOT INVESTMENT RELATED; NEW YORK, NY; TUTOR (MATHEMATICS); START DATE 3/2010; 24 HRS MONTH; 0 HRS DURING TRADING. NOTARY PUBLIC; INVESTMENT RELATED; NEW YORK, NY; NOTARIZE DOCUMENTS; START 6/76; 1 HR PER MONTH 1 HR DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-18 |
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