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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-07-12 |
Branch Locations
4650 S National Ave Ste B1, Springfield, MO 65810-2894 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Springfield | MO | 11/2014 | 07/2023 |
| Lpl Financial Llc | Springfield | MO | 07/2023 | Present |
1) 06/2023 - StrongPath Financial / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 06/2023 - Non-Variable Insurance / Investment Related / Springfield MO / Start date 06/20/2023 - 15hrs per month 3) 10/16/2023 - Business Owner - Not Investment Related - Home Based - Start Date 08/28/2023 - 17 Hours Per Month/ 2 Hours During Trading 4) 03/20/2024 - Saybrus Partners - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 4 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-13 |
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