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Lance Drucker

Drucker Wealth

Mahwah, NJ

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Current Employers
Drucker Wealth

Mahwah, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-13
  • NJ RA
    APPROVED
    Since 2024-02-13

Branch Locations

Mahwah, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc. New York NY 08/1985 02/2024
Drucker Wealth Woodcliff Lake NJ 02/2024 Present
Purshe Kaplan Sterling Investments Albany NY 02/2024 Present
  • 08/1985 → 02/2024
    Hornor, Townsend & Kent, Inc.
    New York, NY
  • 02/2024 → Present
    Woodcliff Lake, NJ
  • 02/2024 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1) Drucker Wealth. Investment Related. At registered location. RIA. Chairman. 2/15/2024. Hrs/month 120 with 100 during trading hours. Advisor, run the team, strategic planning. 2) Fixed Insurance. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 2/15/2024. Hrs/month 40 all during trading hours. Provide insurance advice based on the needs of client(s). 3) PKSF. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 2/15/2024. Hrs/month 40 all during trading hours. Provide insurance advice based on the needs of client(s).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-13
  • S63 Uniform Securities Agent State Law Examination
    1986-01-13
Designations
Other Names
  • Lance Shawn Drucker

View on SEC IAPD

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