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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-19
MI RA APPROVED 2010-09-24
  • TX RA
    APPROVED
    Since 2016-08-19
  • MI RA
    APPROVED
    Since 2010-09-24

Branch Locations

24 Frank Lloyd Wright Drive Suite C 1000, Ann Arbor, MI 48106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Ann Arbor MI 08/2010 Present
Ben Griffith Financial Services Ann Arbor MI 02/2017 11/2023
Raymond James Financial Services Advisors, Inc Ann Arbor MI 09/2010 Present
Raymond James Of Dominos Farms Ann Arbor MI 12/2011 Present
  • 08/2010 → Present
    Raymond James Financial Services
    Ann Arbor, MI
  • 02/2017 → 11/2023
    Ben Griffith Financial Services
    Ann Arbor, MI
  • 09/2010 → Present
    Ann Arbor, MI
  • 12/2011 → Present
    Raymond James Of Dominos Farms
    Ann Arbor, MI
Other Businesses

(1)Name of Business: Address: 24 Frank Lloyd Wright Dr # C1000, Ann Arbor, MI, 48105-9484, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/13/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Consider Gleaner Life policies (2)Name of Business: Bison Wealth Planners Address: 24 Frank Lloyd Wright Dr # C1000, Ann Arbor, MI, 48105-9484, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Its a support company i dont know what you want me to say here (3)Name of Business: DOMINOS BISON ASSOCIATION Address: PO Box 332, Ann Arbor, MI, 48105, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: No Start Date: 02/07/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: NA Address: 24 Frank Lloyd Wright, ann arbor, MI, 48105, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/13/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Continuing commisions on LTC policies sold while at previous b/d (5)Name of Business: Protectors of Liberty LLC Address: 3415 Woodela Dr, Ann Arbor, MI, 48103, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/09/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Buying investment property (6)Name of Business: Protectors of Liberty LLC Address: 14490 Luick Drive , Chelsea, MI, 48118, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: llc is providing me legal protections for an llc that provides capital for building a private elementary school (7)Name of Business: Raymond James of Dominos Farms Address: 24 Frank Lloyd Wright Drive C1000 Ann Arbor MI 48105, Ann Arbor, MI, 48106, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We want to use Raymond James of Dominos Farms as our group name

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-09-04
  • S63 Uniform Securities Agent State Law Examination
    1985-09-04
Designations
  • Certified Financial Planner
Other Names
  • Ben Griffith

View on SEC IAPD

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