Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-05-11 |
| FL | RA | APPROVED | 2020-12-18 |
| IL | RA | APPROVED | 2016-02-09 |
| MI | RA | APPROVED | 2010-08-26 |
| TX | RA | APPROVED_RES | 1994-03-21 |
Branch Locations
2404 Ariane Dr, Naples, FL 34112 • United States
Wilmington, DE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | East Lansing | MI | 07/1985 | Present |
| Bank Of America, Na | East Lansing | MI | 12/2009 | Present |
I*119906 For profit or not for profit: Non-Profit Organization Name of outside business organization: Capital Region Community Foundation Investment related: Y Address of business: Lansing, Michigan 48912 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/23/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Financial Investment Committee member - to provide assistance with overall asset allocation decisions for the Community Foundation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-22 |
Reach out to this advisor