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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-02-09 |
Branch Locations
7925 Parkway Drive Se, Leeds, AL 35094 • United States
6384 Us Highway 11, Springville, AL 35146 • United States
105 Doug Baker Road, Birmingham, AL 35242 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2013 | 08/2017 |
| Penn Mutual Life Insurance | Horsham | PA | 08/2017 | 12/2018 |
| Hornor Townsend & Kent Inc | Horsham | PA | 08/2017 | 12/2018 |
| Sagepoint Financial, Inc. | Birmingham | AL | 02/2018 | 01/2022 |
| Pnc Investments Llc | Birmingham | AL | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-20 |
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