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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-02 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2010-11-17 |
Branch Locations
411 South State St., Newtown, PA 18940 • United States
New Hope, PA • United States
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 11/2010 | Present |
The Christopher W. Tolman 2013 Irrevocable Life Insurance Trust John Blau TTEE Dtd 4/1/13 / Life Insurance Trust / 198 Vail Lane, North Salem, New York 10560-1508 / Trustee / Start Date 7/1/2019 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-10 |
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