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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 1991-05-20 |
| TX | RA | APPROVED_RES | 1987-09-21 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 07/1985 | Present |
| Bank Of America, Na | Little Rock | AR | 12/2009 | Present |
I*110614 For profit or not for profit: Non-Profit Organization Name of outside business organization: University of Arkansas Investment related: N Address of business: Fayetteville, Arkansas 72702 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/4/2016 Number of hours devoted: 5 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: I'm on the UofA Capitol Campaign Alumni Committee. My role is to give ideas and lead by example in my giving back to the University of Arkansas where I graduated along with many of my family members. I*134428 For profit or not for profit: For-Profit Organization Name of outside business organization: KDAH, LLC Investment related: Y Address of business: Lttle Rock, Arkansas 72223 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 10/30/2020 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Rental houses
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-09 |
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