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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 1991-05-20
TX RA APPROVED_RES 1987-09-21
  • AR RA
    APPROVED
    Since 1991-05-20
  • TX RA
    APPROVED_RES
    Since 1987-09-21

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 07/1985 Present
Bank Of America, Na Little Rock AR 12/2009 Present
Other Businesses

I*110614 For profit or not for profit: Non-Profit Organization Name of outside business organization: University of Arkansas Investment related: N Address of business: Fayetteville, Arkansas 72702 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/4/2016 Number of hours devoted: 5 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: I'm on the UofA Capitol Campaign Alumni Committee. My role is to give ideas and lead by example in my giving back to the University of Arkansas where I graduated along with many of my family members. I*134428 For profit or not for profit: For-Profit Organization Name of outside business organization: KDAH, LLC Investment related: Y Address of business: Lttle Rock, Arkansas 72223 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 10/30/2020 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Rental houses

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-07
S63 Uniform Securities Agent State Law Examination 1985-10-09
  • S65 Uniform Investment Adviser Law Examination
    1994-04-07
  • S63 Uniform Securities Agent State Law Examination
    1985-10-09
Other Names
  • Kenny Gibbs
  • Kenny Gibbs

View on SEC IAPD

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