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Mark Albert Child

Sound Investment Management Inc

Marshall, VA

CRD 3104797

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Employer firm

Sound Investment Management Inc CRD 107438

$256M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Sound Investment Management Inc

8215 Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1998-08-17
  • VA RA
    APPROVED
    Since 1998-08-17

Branch Locations

Marshall, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sound Investment Management, Inc Marshall VA 05/1998 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-01
  • S66 Uniform Combined State Law Examination
    1998-05-01

View on SEC IAPD

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