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Thomas R Occhiogrosso

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-06-30
FL RA APPROVED 2010-06-23
  • TX RA
    APPROVED_RES
    Since 2010-06-30
  • FL RA
    APPROVED
    Since 2010-06-23

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Jacksonvile FL 02/2010 Present
Tro Group Fleming Island FL 07/2007 Present
Bank Of America, Na Jacksonville FL 02/2010 Present
  • 02/2010 → Present
    Merrill Lynch
    Jacksonvile, FL
  • 07/2007 → Present
    Tro Group
    Fleming Island, FL
  • 02/2010 → Present
    Bank Of America, Na
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-18
S63 Uniform Securities Agent State Law Examination 1987-09-04
  • S66 Uniform Combined State Law Examination
    2010-06-18
  • S63 Uniform Securities Agent State Law Examination
    1987-09-04
Other Names
  • Thomas Ralph Occhiogrosso
  • Thomas R Occhiogrosso

View on SEC IAPD

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