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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-18 |
| TX | RA | APPROVED | 2026-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Jacksonville | FL | 09/2022 | 01/2025 |
| University Of North Florida Fieldhouse | Jacksonville | FL | 08/2021 | 01/2025 |
| Jeremiah's Italian Ice | Windermere | FL | 01/2018 | 06/2022 |
| Carmines Pie House | Jacksonville | FL | 06/2022 | 03/2023 |
| Windermere High School | Windermere | FL | 08/2017 | 05/2021 |
| Bridgewater Middle School | Winderemere | FL | 08/2014 | 05/2017 |
| Lpl Enterprise Llc | Jacksonville | FL | 01/2025 | 06/2026 |
| Morgan Stanley | Ponte Vedra Beach | FL | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-10 |
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