Frank Lawrence Arias

Employer firm

F. L. Arias & Associates, LLC CRD 164185

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

F. L. Arias & Associates, Llc

Chandler, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2012-07-09

AZ RA
APPROVED

Since 2012-07-09

Branch Locations

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
F. L. Arias & Associates, Llc	Chandler	AZ	06/2012	Present
United Healthcare	Phoenix	AZ	02/2011	Present
Independent Insurance Agent	Chandler	AZ	06/2007	Present

06/2012 → Present

F. L. Arias & Associates, Llc

Chandler, AZ
02/2011 → Present

United Healthcare

Phoenix, AZ
06/2007 → Present

Independent Insurance Agent

Chandler, AZ

Previous Registrations

2009-06-04 → 2010-09-10

Centaurus Financial, Inc.

Scottsdale, AZ

Other Businesses

INDEPENDENT INSURANCE AGENT SINCE 06/2007; CHANDLER, AZ; 10 HOURS PER MONTH DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS AND SERVICES. UNITED HEALTHCARE; WELLNESS COACH SINCE 02/2011; NON-INVESTMENT RELATED; 160 HOURS PER MONTH WITH 20 HOURS DURING MARKET HOURS; HEALTH ASSESSMENTS FOR CLIENTS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-14
S63	Uniform Securities Agent State Law Examination	1999-11-22

S66 Uniform Combined State Law Examination

2009-01-14
S63 Uniform Securities Agent State Law Examination

1999-11-22

Other Names

Frank L Arias
Francisco L Arias
Frank L Arias

View on SEC IAPD