Dennis Richard Hahn

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1985 → 11/2024
  Pruco Securities, Llc.
  Allentown, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Allentown, NJ

Previous Registrations

• 2024-11-14 → 2026-05-05
  Lpl Enterprise, Llc
  Colts Neck, NJ
  Allentown, NJ
• 2015-10-22 → 2024-11-14
  Pruco Securities, Llc.
  Allentown, NJ
  Allentown, NJ
  Pawleys Island, SC

Other Businesses

1. 05/28/2026 - Garback Financial - Property and Casualty - Colts Neck, NJ – Inv Related – OBA Start Date: 05/01/2026 – 0 Hour(s)/Month – 0 Hour(s) During Trading”  2. 05/28/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Pawleys Island, SC – Inv Related – OBA Start Date: 05/19/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading”  3. 05/28/2026 - Garback Financial - DBA for LPL Business (entity for LPL business) - Colts Neck, NJ – Inv Related – OBA Start Date: 05/01/2026 – 80 Hour(s)/Month – 80 Hour(s) During Trading” 

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-01
• S63 Uniform Securities Agent State Law Examination
  2014-07-31

Designations

• Chartered Financial Consultant