John Daniel Keenan

Current Employers

Employment History

• 05/2010 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL
• 06/1983 → Present
  Keenan & Associates
  Torrance, CA

Previous Registrations

• 2009-09-25 → 2010-06-25
  National Planning Corporation
  Lake Forest, CA
• 2007-01-03 → 2009-08-31
  Independent Financial Group, Llc
  San Diego, CA
  San Clemente, CA
  Torrance, CA
• 2005-12-19 → 2006-03-01
  Worthmark Financial Services, Llc
  Torrance, CA
  Torrance, CA

Other Businesses

KEENAN & ASSOCIATES POSITION: SENIOR VICE PRESIDENT NATURE: SEE ABOVE. INVESTMENT RELATED: YES HOURS: 160 INVESTMENT RELATED HOURS: 8 START DATE: 06/13/1983 ADDRESS: 2355 CRENSHAW BLVD. SUITE 200, TORRANCE CA 90501 DESCRIPTION: I AM A SENIOR VICE PRESIDENT IN OUR KEENAN FINANICAL SERVICES DEPARTMENT. FUNDIMENTALLY WE ARE AN INSURACNE BORKAGE FIRM, WITH A SMALL FINANIAL SERIVICE DEPARTMENT. WE HAVE THREE MAIN PRODUCTS, WHICH ARE A SPECIAL INSTUTATIONALEARLY RETIREMENT PROGRAM UNDER SECTION 401(A) OF THE IRS CODE FUNDED BY FIXED ANNUITIES. SPECIAL INSTUTATIONAL ALTERNATIVE TO SOCIAL SECURITY FOR PART-TIME GOVERNMENTAL EMPLOYEES FUNDED WITH FIXED ANNUITIES. SPEICAL INSTUTIONAL PREFUNDING OF RETIREE HEALTH CARE THROUGH AN INSTUTIONAL TRUST. WE ALSO PROVIDE SOME INDIVIDUAL LIFE INSURANCE THROUGH THEIR EMPLOYER. RIVIERA HOLIDAY APARTMENT PARTNERSHIP POSITION: partner NATURE: Apartment ownership INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/19/1988 ADDRESS: 28441 Highridge Road, Rolling Hills Estates CA 90274 DESCRIPTION: Investor KEENAN INVESTMENT COMPANY POSITION: Beneficiary/General Partner 2018 NATURE: Holds family realestate and mutual fund positions INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/07/2005 ADDRESS: 310 32nd Street, Manhattan Beach CA 90266, United States DESCRIPTION: Act as General Partner KEENAN FINANCIAL SERVICES, Is Investment Related, DBA, Financial Professional, 06/25/2010,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-16
• S63 Uniform Securities Agent State Law Examination
  1999-05-28

Other Names

• Dan Keenan