Paul Sahota

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Lpl Financial Llc
  Fresno, CA

Previous Registrations

• 2005-06-14 → 2009-07-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fresno, CA
  Fresno, CA
• 1997-07-08 → 2005-07-08
  Ubs Financial Services Inc.
  Fresno, CA

Other Businesses

(1) 07/19/2013: NO BUSINESS NAME - INV REL - 8293 NORTH PAULA, FRESNO, CA 93722 - REAL ESTATE RENTAL - NO TIME SPENT - OWNER (2) 05/28/2014: PAUL SAHOTA & SUKHJEET SAHOTA FAMILY TRUST - NOT INV REL - 7050 N FRESNO ST, #105, FRESNO, CA 93720 - START 03/19/2013 - NO TIME SPENT - CO-TRUSTEE OF PERSONAL FAMILY TRUST - 0 Hrs/Mth - 0 Hrs During Trading. (3) 05/23/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date - 05/16/2022 - 2 Hours Per Month/ 0 Hours During Securities Trading. 4) 09/10/2025 - Ps10 Inc - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:08/26/2025 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-07-01
• S65 Uniform Investment Adviser Law Examination
  1999-07-01

Designations

• Certified Financial Planner

Other Names

• Paul Sahota