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Kathleen A Scotto

Ameriprise Financial Services, LLC

Massapequa Pk, NY

Garden City, NY

New York, NY

Massapequa Pk, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED 2014-11-19
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED
    Since 2014-11-19

Branch Locations

Massapequa Pk, NY • United States

1001 Franklin Ave Ste 302, Garden City, NY 11530 • United States

530 5Th Ave 10Th Floor, New York, NY 10036 • United States

Massapequa Pk, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mitchel Field NY 10/2014 03/2020
Ameriprise Financial Services, Llc Garden City NY 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-31
S63 Uniform Securities Agent State Law Examination 1990-06-21
  • S66 Uniform Combined State Law Examination
    2022-05-31
  • S63 Uniform Securities Agent State Law Examination
    1990-06-21
Other Names
  • Kathleen O Scotto
  • Kathleen Anne Scotto
  • Kathleen Anne Olbrich
  • Kathleen Scotto
  • Kathleen A Olbrich-Scotto
  • Kathy Scotto

View on SEC IAPD

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