Peter James Coleman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 12/2019
  Peter J. Coleman
  Newbury Port, MA
• 01/2007 → 12/2019
  H. D. Vest Investment Services
  New Buryport, MA
• 09/2008 → 12/2019
  H.D. Vest Advisory Services
  Newburyport, MA
• 12/2012 → 05/2017
  New York Ski Education Foundation (Nysef)
  Wilmington, NY
• 06/2016 → 10/2021
  Fairfield University
  Fairfield, CT
• 02/2017 → 12/2019
  Hd Vest Insurance Company
  Irving, TX
• 04/2017 → 11/2019
  Knights Of Columbus Insurance
  New Haven, CT
• 05/2010 → Present
  The American College
  Bryn Mawr, PA
• 10/2018 → 10/2021
  Sacred Heart University
  Fairfield, CT
• 12/2012 → Present
  Seasonal Sports Coach
  Bridgeport, CT
• 07/2019 → Present
  College For Financial Planning - Kaplan
  Centennial, CO
• 12/2019 → Present
  Lpl Financial Llc
  Darien, CT

Previous Registrations

• 2008-10-15 → 2020-01-10
  Avantax Advisory Services
  Newburyport, MA
  Darien, CT
• 2005-11-23 → 2006-12-18
  Osaic Institutions, Inc.
  Newburyport, MA
• 2005-02-14 → 2005-02-24
  Chase Investment Services Corp.
  New York, NY

Other Businesses

1.01/02/2020; Adjunct Professor at College for Financial Planning/ Kaplan University; Other; Investment Related; at Reported Business Location(s); Start Date 05/01/2010; 3hrs/mth; 0hrs during trading 2.01/02/2020; Seasonal Sports Coach; Other; Not Investment Related; at Reported Business Location(s); Start Date 01/01/2012; hrs/mth; 0hrs during trading 3.01/02/2020; The American College; Other; Investment Related; at Reported Business Location(s); Start Date 05/01/2006; hrs/mth; hrs during trading 4.04/20/2020; Amazon.; Outside/W-2 Employment; Not Investment Related; Seattle,WA; Start Date 04/15/2020; 3hrs/mth; 0hrs during trading 5.07/27/2021; Kaplan; Other - Tutoring-financial education; Not Investment Related; CT,06820; Start Date 07/02/2021; 1hrs/mth; 0hrs during trading 6.07/27/2021; Financial Industry Regulatory Authority (FINRA); Finra Arbitrator; Investment Related; 11th Floor New York,NY; Start Date 04/22/2021; 3hrs/mth; 3hrs during trading 7.09/13/2021; Columbia University; Outside/W-2 Employment; Not Investment Related; Columbia University Dodge Physical Fitness Center 3030 Broadway New York,NY; Start Date 09/17/2021; 11hrs/mth; 1hrs during trading 8.10/27/2021; North University; Outside/W-2 Employment; Not Investment Related; Darien,CT; Start Date 10/26/2021; 2hrs/mth; 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-19
• S63 Uniform Securities Agent State Law Examination
  1986-07-24