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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2003-04-28 |
Branch Locations
1515 Mockingbird Lane Suite 800, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Life Of Vt | Montpelier | VT | 03/1985 | Present |
| Equity Services, Inc. | Charlotte | NC | 08/1985 | Present |
*RICKELTON & ASSOCIATES; INV REL; 1515 MOCKINGBIRD LANE,SUITE 800,CHARLOTTE,NC 28209 BUSINESS AND PERSONAL FINANCIAL SERV; SOLE PROP; 10/2008-PRES;160HRS/MO;DUR TRD HRS; I DO BUSINESS UNDER THE DBA OF RICKELTON & ASSOCIATES RICKELTON AND ASSOCIATES; 1515 MOCKINGBIRD LANE,SUITE 800,CHARLOTTE,NC 28209; INV REL; CONSULTING WITH BUSINESS OWNERS ON BUY/SELL AGREEMENTS; CONSULTANT; SEPT 1, 2011; VARIES AS NEEDED YES; NO SECURITIES INVOLVED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-23 |
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