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Gerard Walter Walsh

Morgan Stanley

Centerville, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-04-08
OH RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2011-04-08
  • OH RA
    APPROVED
    Since 2009-06-01

Branch Locations

7777 Washington Village Drive Suite 100, Centerville, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Dayton OH 11/1995 Present
Morgan Stanley Smith Barney Centerville OH 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-09
S63 Uniform Securities Agent State Law Examination 2000-01-06
  • S66 Uniform Combined State Law Examination
    2007-04-09
  • S63 Uniform Securities Agent State Law Examination
    2000-01-06
Other Names
  • Gerard Walsh Walsh

View on SEC IAPD

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Other Offices

PFS INVESTMENTS INC. · CENTERVILLE, OH
MCCOLLUM INVESTMENT ADVISORS · DAYTON, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Dayton, OH
J.P. MORGAN SECURITIES LLC · DAYTON, OH
PNC WEALTH MANAGEMENT LLC · DAYTON, OH
RIDGELINE WEALTH PLANNING LLC · CENTERVILLE, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Dayton, OH
FOUNDERS FINANCIAL SECURITIES LLC · Dayton, OH

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