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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-15
FL RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2021-04-15
  • FL RA
    APPROVED
    Since 2021-02-17

Branch Locations

515 E Las Olas Blvd Fl 7, Fort Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Lauderdale FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 11/2016 11/2017
Bb&T Securities Fort Lauderdale FL 11/2017 02/2021
Truist Investment Services, Inc. Ft Lauderdale FL 02/2021 Present
Truist Advisory Services, Inc. Ft Lauderdale FL 02/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Fort Lauderdale, FL
  • 11/2016 → 11/2017
    Fort Lauderdale, FL
  • 11/2017 → 02/2021
    Bb&T Securities
    Fort Lauderdale, FL
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Ft Lauderdale, FL
  • 02/2021 → Present
    Ft Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-23
S63 Uniform Securities Agent State Law Examination 1986-01-24
  • S65 Uniform Investment Adviser Law Examination
    2004-04-23
  • S63 Uniform Securities Agent State Law Examination
    1986-01-24

View on SEC IAPD

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