Best Investors Account Sign in
Claim This Profile
Current Employers
Jsw Global Capital Group

1318 E. Shaw Ave. #305, Fresno, CA 93710 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1990-03-30
  • CA RA
    APPROVED
    Since 1990-03-30

Branch Locations

1300 E. Shaw Ave. #130, Fresno, CA 93710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities, Lp Orange CA 01/2009 05/2024
Ivory Global Capital Group Fresno CA 03/1990 Present
Lpl Financial Llc Fresno CA 05/2024 Present
  • 01/2009 → 05/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 03/1990 → Present
    Ivory Global Capital Group
    Fresno, CA
  • 05/2024 → Present
    Lpl Financial Llc
    Fresno, CA
Other Businesses

(1) 05/01/2024 - IVORY GLOBAL CAPITAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/1990 (2) 05/01/2024 - Rental Property - Real Estate Rental - Investment Related - Fresno, CA - Start Date 07/02/2013 - Time Spent 2% (3) 05/07/2024 - IVORY GLOBAL CAPITAL GROUP - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 3/1/1990 - 75 Hours Per Month/ 3 Hours During Trading - I provide investment advisory services through IVORY GLOBAL CAPITAL GROUP, an independent investment advisor firm. I started this business activity in 3/1990. I expect to spend approximately 75 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 05/07/2024 - IVORY GLOBAL CAPITAL GROUP - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 3/1/1990 - 75 Hours Per Month/ 3 Hours During Trading 5) 04/09/2025 - JSW GLOBAL CAPITAL GROUP - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 01/01/2025 - DBA for LPL Business - 5 Hours Per Month/ 1 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-08
  • S63 Uniform Securities Agent State Law Examination
    1990-09-08
Designations
Other Names
  • Jim Wong

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fresno, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor