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Jonathan Lee Roth

Cetera Investment Advisers LLC

Westbury, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-17
NY RA APPROVED 2021-02-01
  • TX RA
    APPROVED_RES
    Since 2025-04-17
  • NY RA
    APPROVED
    Since 2021-02-01

Branch Locations

1400 Old Country Rd Suite 408, Westbury, NY 11590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Ridge Securities Corp Melville NY 02/2016 08/2018
Cetera Investment Services Llc St Cloud MN 11/2020 Present
Jj Burns Melvile NY 08/2018 10/2020
Cetera Investment Advisers Llc Westbury NY 01/2021 Present
  • 02/2016 → 08/2018
    North Ridge Securities Corp
    Melville, NY
  • 11/2020 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2018 → 10/2020
    Jj Burns
    Melvile, NY
  • 01/2021 → Present
    Cetera Investment Advisers Llc
    Westbury, NY
Other Businesses

BOARD OF DIRECTORS FOR HICKSVILLE CHAMBER OF COMMERCE, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-20
S63 Uniform Securities Agent State Law Examination 2010-10-14
  • S66 Uniform Combined State Law Examination
    2021-01-20
  • S63 Uniform Securities Agent State Law Examination
    2010-10-14
Other Names
  • Jonathan Lee Roth
  • Jonathan Roth

View on SEC IAPD

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Other Investors

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ROBERT J VISSICHELLI
Cara L Maloney
Michael F Cousins

Other Offices

S&S EQUITY CORP. · WESTBURY, NY
DSJ WEALTH MANAGEMENT LLC · WESTBURY, NY
THRIVENT INVESTMENT MANAGEMENT INC. · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · Westbury, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURYN, NY
CETERA INVESTMENT ADVISERS LLC · Westbury, NY

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