Joseph Edward Ringhoffer

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Stifel, Nicolaus & Company, Incorporated
  Mobile, AL

Previous Registrations

• 2006-02-22 → 2015-07-07
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2003-07-01 → 2006-02-22
  Wells Fargo Clearing Services, Llc
  Mobile, AL
• 1999-07-14 → 2003-07-01
  Prudential Equity Group, Llc
  Mobile, AL

Other Businesses

1. Executor Non-Family. 2. RINGHOFFER FAMILY LLC; 1211 GOVERNMENT ST MOBILE AL 36604; HOLDING FAMILY OWNED LAND; PRESIDENT; OVERSIGHT; WRITES CHECKS; AFFILIATION STARTED 01/01/2003; 0.0HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS;INVESTMENT-RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-21
• S63 Uniform Securities Agent State Law Examination
  1991-08-30

Other Names

• Joe Ringhoffer