James Arthur Rice

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → 06/2020
  Investment Advisors Asset Management, Llc
  West Long Branch, NJ
• 12/2006 → Present
  Osaic Wealth, Inc.
  Belmar, NJ
• 09/2019 → Present
  Osaic Wealth, Inc.
  Belmar, NJ

Previous Registrations

• 2003-12-10 → 2020-06-30
  Investment Advisors Asset Management, Llc
  Ocean, NJ
  West Long Branch, NJ
• 2010-05-26 → 2011-11-15
  Creative Asset Management
• 2003-03-06 → 2004-12-14
  Iac Advisory Services, Inc
  Ocean, NJ

Other Businesses

INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC POSITION: Other - Affiliated with Owner NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2006 ADDRESS: 500 Main Street, Suite 107, Belmar NJ 07719, United States DESCRIPTION: I will be conducting my individual planning practice: Investments, Insurance & Financial Planning, as well asperforming my supervision responsibilities under the d/b/a Investment Advisors Wealth Management, LLC

Exams

• S66 Uniform Combined State Law Examination
  2004-10-13

Designations

• Certified Financial Planner