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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-02-06
AR RA APPROVED 2015-05-15
TX RA APPROVED 2015-05-15
  • LA RA
    APPROVED
    Since 2020-02-06
  • AR RA
    APPROVED
    Since 2015-05-15
  • TX RA
    APPROVED
    Since 2015-05-15

Branch Locations

12511 Cantrell Road, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisors, Llc Irving TX 05/2015 Present
  • 05/2015 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
Previous Registrations
  • 1992-01-01 → 2015-05-15
    Hutchinson Financial, Inc.
    Little Rock, AR
Other Businesses

1. ERIC HUTCHINSON, A COMPLEX GRANTOR TRUST. ACTIVITY WILL TAKE PLACE FROM CONWAY, AR. ORGANIZATION IS NOT PRIMARILY ENGAGED IN INVESTMENT-RELATED ACTIVITY. TRUSTEE; START DATE WAS MAY 17, 1996. ONE HOUR PER MONTH. DUTIES INCLUDE OVERSEEING THE TRUST. 2. THE FINANCIAL BRIEFING - ANSWERS TO LIFE'S MOST IMPORTANT QUESTIONS, A BOOK. ACTIVITY WILL TAKE PLACE FROM CONWAY, AR AND IS NOT PRIMARILY ENGAGED IN INVESTMENT-RELATED ACTIVITY; AUTHOR; START DATE WAS JANUARY 1, 2014. ONE HOUR PER MONTH. DUTIES INCLUDE WRITING AND PROMOTING THE BOOK. 3. CONWAY FOUNDATION; NOT INVESTMENT RELATED; CONWAY, AR; NON PROFIT CORPORATION WHICH WAS ORGANIZED AS A PUBLIC BENEFIT FOR EDUCATIONAL, SCIENTIFIC, LITERARY, AND CHARITABLE ACTIVITIES; ADVISORY BOARD; AUGUST, 27, 2025; 1 HOUR PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE ACTIVELY PARTICIPATING IN THE DECISIONS OF THE BOARD, STAYING REASONABLY, INFORMED AS TO THE INFORMATION RELEVANT TO SUCH DECISIONS, ACTING IN GOOD FAITH AND WITH THE CARE OF AN ORDINARILY PRUDENT PERSON IN SIMILAR CIRCUMSTANCES, AND TO CARRY OUT THEIR DUTIES AS A DIRECTOR IN ACCORDANCE WITH THE BEST INTERESTS OF THE CORPORATION AND SUCH OTHER FIDUCIARY DUTIES AS MAY BE IMPOSED BY LAW. 4. ARKANSAS COMMUNITY FOUNDATION; NOT INVESTMENT RELATED; CONWAY, AR; NON PROFIT CORPORATION WHICH WAS ORGANIZED FOR CHARITY PURPOSES; FINANCE COMMITTEE; JULY, 1, 2007; 2 HOUR PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE OVERSEEING THE CHARITY'S ENDOWMENT FUND. 5. BEAVERFORK RURAL WATER AUTHORITY; NOT INVESTMENT RELATED; CONWAY, AR; NON PROFIT CORPORATION WHICH WAS ORGANIZED FOR CHARITY PURPOSES; FINANCE COMMITTEE; AUGUST, 29, 2024; 2 HOUR PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE REVIEW AND OVERSIGHT OF BUSINESS OPERATIONS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-09
  • S63 Uniform Securities Agent State Law Examination
    1985-10-09
Designations

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