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125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-02-06 |
| AR | RA | APPROVED | 2015-05-15 |
| TX | RA | APPROVED | 2015-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Capital Financial Advisors, Llc | Irving | TX | 05/2015 | Present |
1. ERIC HUTCHINSON, A COMPLEX GRANTOR TRUST. ACTIVITY WILL TAKE PLACE FROM CONWAY, AR. ORGANIZATION IS NOT PRIMARILY ENGAGED IN INVESTMENT-RELATED ACTIVITY. TRUSTEE; START DATE WAS MAY 17, 1996. ONE HOUR PER MONTH. DUTIES INCLUDE OVERSEEING THE TRUST. 2. THE FINANCIAL BRIEFING - ANSWERS TO LIFE'S MOST IMPORTANT QUESTIONS, A BOOK. ACTIVITY WILL TAKE PLACE FROM CONWAY, AR AND IS NOT PRIMARILY ENGAGED IN INVESTMENT-RELATED ACTIVITY; AUTHOR; START DATE WAS JANUARY 1, 2014. ONE HOUR PER MONTH. DUTIES INCLUDE WRITING AND PROMOTING THE BOOK. 3. CONWAY FOUNDATION; NOT INVESTMENT RELATED; CONWAY, AR; NON PROFIT CORPORATION WHICH WAS ORGANIZED AS A PUBLIC BENEFIT FOR EDUCATIONAL, SCIENTIFIC, LITERARY, AND CHARITABLE ACTIVITIES; ADVISORY BOARD; AUGUST, 27, 2025; 1 HOUR PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE ACTIVELY PARTICIPATING IN THE DECISIONS OF THE BOARD, STAYING REASONABLY, INFORMED AS TO THE INFORMATION RELEVANT TO SUCH DECISIONS, ACTING IN GOOD FAITH AND WITH THE CARE OF AN ORDINARILY PRUDENT PERSON IN SIMILAR CIRCUMSTANCES, AND TO CARRY OUT THEIR DUTIES AS A DIRECTOR IN ACCORDANCE WITH THE BEST INTERESTS OF THE CORPORATION AND SUCH OTHER FIDUCIARY DUTIES AS MAY BE IMPOSED BY LAW. 4. ARKANSAS COMMUNITY FOUNDATION; NOT INVESTMENT RELATED; CONWAY, AR; NON PROFIT CORPORATION WHICH WAS ORGANIZED FOR CHARITY PURPOSES; FINANCE COMMITTEE; JULY, 1, 2007; 2 HOUR PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE OVERSEEING THE CHARITY'S ENDOWMENT FUND. 5. BEAVERFORK RURAL WATER AUTHORITY; NOT INVESTMENT RELATED; CONWAY, AR; NON PROFIT CORPORATION WHICH WAS ORGANIZED FOR CHARITY PURPOSES; FINANCE COMMITTEE; AUGUST, 29, 2024; 2 HOUR PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE REVIEW AND OVERSIGHT OF BUSINESS OPERATIONS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-10-09 |
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