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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Cedar Rapids | IA | 03/2008 | 11/2019 |
| Wells Fargo Clearing Services, Llc. | Coralville | IA | 11/2019 | Present |
THE BACKSTITCH; NOT INVESTMENT RELATED; ELKADER,IA; 100% OWNERSHIP; START DATE 11/11/2019; NUMBER OF HOURS PER MONTH 30; NUMBER OF HOURS DURING TRADING 0; RETAIL SALES, ORDERING INVENTORY, AND MAKING SAMPLES.; TRUSTEE FOR SON'S TRUST, INV RELATED, IOWA CITY, IA, START: 1/8/2017, 2 HRS/MONTH, 2 HRS DURING TRADING.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, IOWA CITY, IA, START: 7/14/2023, 2 HOURS A MONTH, 2 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-23 |
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