Heshy Zweig

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 12/2024
  Aig Bank
  Ozone Park, NY
• 10/2002 → 12/2024
  Pinnacle Taxx Inc
  Ozone Park, NY
• 12/2024 → Present
  Lpl Financial Llc
  Hewlett, NY
• 12/2002 → 12/2024
  Osaic Wealth, Inc
  Ozone Park, NY

Previous Registrations

• 2017-11-06 → 2024-12-06
  Osaic Wealth, Inc.
  Ozone Park, NY
  Englewood Cliffs, NJ
  Ozone Park, NY

Other Businesses

1- 10/2024 / HZ SERVICES LLC / Business Owner / Non Inv Rltd / 2 hrs mnth / start 10/08/2014 2- 10/2024 / HZ SERVICES LLC / Insurance Agency /Inv Rltd / 20 hrs mnth / start 04/10/2007 3- 02/20/2025 - Pinnacle Taxx inc - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start DAte 02/10/2025 - 10 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-20
• S63 Uniform Securities Agent State Law Examination
  1999-07-06