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Current Employers
Wingstem Wealth, Llc

171 Lott Ct, West Columbia, SC 29169 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-02-09
  • SC RA
    APPROVED
    Since 2023-02-09

Branch Locations

Neeses, SC • United States

171 Lott Ct, West Columbia, SC 29169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 09/2013 02/2023
Wingstem Services, Inc. West Colubmia SC 01/2016 Present
Private Client Services West Columbia SC 02/2023 Present
Wingstem Wealth Llc West Columbia SC 02/2023 Present
  • 09/2013 → 02/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2016 → Present
    Wingstem Services, Inc.
    West Colubmia, SC
  • 02/2023 → Present
    Private Client Services
    West Columbia, SC
  • 02/2023 → Present
    West Columbia, SC
Previous Registrations
  • 2013-09-03 → 2023-02-21
    Cetera Wealth Services, Llc
    West Columbia, SC
  • 2004-10-27 → 2013-09-03
    Walnut Street Securities, Inc.
    West Columbia, SC
    West Columbia, SC
  • 2002-07-25 → 2006-11-02
    Walnut Street Advisers Inc
    West Columbia, SC
Other Businesses

1. NAME OF OTHER BUSINESS: WINGSTEM SERVICES, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE SALES AND LIFE SETTLEMENT START DATE: 1/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: DBA FOR SALES 2. NAME OF OTHER BUSINESS: COVEY CALL LLC NOT INVESTMENT RELATED, SAME AS RESIDENTIAL ADDRESS, MANAGES TIMBERLAND, START 03/2007, 5HRS/WK (NON-TRADING HOURS), 3. NAME OF OTHER BUSINESS: AMICK, BAHNMULLER AND ASSOC. NOT INVESTMENT RELATED ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EMPLOYEE BENEFITS FIRM POSITION TITLE: 50% OWNER START DATE: 07/2005 APX NUMBER OF HOURS PER WEEK: 3

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-15
S63 Uniform Securities Agent State Law Examination 1985-11-08
  • S65 Uniform Investment Adviser Law Examination
    1999-07-15
  • S63 Uniform Securities Agent State Law Examination
    1985-11-08
Designations

View on SEC IAPD

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