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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-01
IN RA APPROVED 2012-08-23
  • TX RA
    APPROVED_RES
    Since 2017-05-01
  • IN RA
    APPROVED
    Since 2012-08-23

Branch Locations

400 W Sycamore St, Kokomo, IN 46901 • United States

Kokomo, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Kokomo IN 08/2012 Present
Raymond James Financial Services Advisors Inc. Kokomo IN 08/2012 Present
First Farmer'S Bank & Trust Kokomo IN 08/2012 Present
Previous Registrations
Other Businesses

(1)Name of Business: First Farmer's Investment Group Address: 400 W Sycamore St, Kokomo, IN, 46901, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 09/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor/Branch manager (2)Name of Business: NA Address: 624 w superior, kokomo, IN, 46901, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 11/26/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: i have worked as a freelance play by play sportscaster for radio and podcasts. In the past year have only done a few broadcasts per season, as a replacement. If I decide to take on a season, can do as many as 10 to 25 games.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-09-18
  • S63 Uniform Securities Agent State Law Examination
    1986-09-18
Other Names
  • Mike Ricci

View on SEC IAPD

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