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Mark Edward Duck

Eagle Strategies LLC

New Iberia, LA

CRD 1401983

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-06-06
LA RA APPROVED 2008-05-09
  • TX RA
    APPROVED_RES
    Since 2011-06-06
  • LA RA
    APPROVED
    Since 2008-05-09

Branch Locations

442 E Main Street, New Iberia, LA 70560 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Lafayette LA 06/1985 Present
Nylife Securities Inc. Lafayette LA 06/1985 Present
Eagle Strategies Llc New Iberial LA 05/2008 Present
  • 06/1985 → Present
    New York Life Insurance Co
    Lafayette, LA
  • 06/1985 → Present
    Nylife Securities Inc.
    Lafayette, LA
  • 05/2008 → Present
    New Iberial, LA
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED OUTSIDE INSURANCE PRODUCTS; ROLE/TITLE: OWNER; COMPENSATION: COMMISSIONS; INVESTMENT RELATED] [DUCK INVESTMENTS LLC; ROLE/TITLE: OWNER; COMPENSATION: NONE;OWNER OF OFFICE BUILDING HE RENTS TO HIMSELF.] [M & C Duck Properties LLC; purchasing restaurant equipment and owning a note on said equipment while renting the equipment to my sons franchise LLC THAT HE OWNS; 800 Rue Royale New Iberia, La 70563; Start Date 10/2018; Role/Title: Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [DUCK PROPERTIES, LLC; TOWNHOUSE IN BATON ROUGE, LA. OWN THIS TOWNHOUSE FOR MYSELF AND MY FAMILY; 442 EAST MAIN STREET NEW IBERIA, LA 70560; START DATE 08/2010; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; COMPENSATION: NONE; ]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-06-30
  • S63 Uniform Securities Agent State Law Examination
    1988-06-30
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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