David Scott Mcgaughey

Current Employers

Employment History

• 12/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lafayette, IN
• 12/2009 → Present
  Bank Of America,Na
  Lafayette, IN

Other Businesses

I*134996 Non-Profit Organization Name: NCHS Inc. Investment related: No Address: West Lafayette, IN 47906 Start date: 1/1/2020 Hours: 5 Qtrly 0 trading Duties: NCHS is a grantmaking organization providing capital grants to 501(c)(3) organizations in an 8 county region centered around Lafayette, IN. Grants are awarded to organizations for projects which relate to health and healthy communities. I*63555 NON-PROFIT ORGANIZATION NAME: LAFAYETTE DAYBREAK ROTARYINVESTMENT RELATED: NO ADDRESS: LAFAYETTE, IN 47904 POSITION: COMMITTEE MEMBER, START DATE: 7/2/2012 Hours: 3 HRS QTRLY TRADING HOURS: 0 DUTIES: I AM CHAIRMAN OF A COMMITTEE NAMED GIFTS AND REQUESTS. THIS COMMITTEE SELECTS NON-PROFIT ORGANIZATIONS WHICH WILL RECEIVE A MONETARY GRANT FROM THE LAFAYETTE DAYBREAK ROTARY CLUB I*101140 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME: MCGAUGHEY HOFFMAN FARMSINVESTMENT RELATED: NO ADDRESS:LAFAYETTE, INDIANA 47909NATURE OF BUSINESS: PARTNERSHIP,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 7/22/2016 HOURS: 3 HRS MTHLY TRADING HOURS: 0 DUTIES: THIS IS A FAMILY PARTNERSHIP WITH INVOLVING FARMLAND. I WOULD BE PERFORMING BILL PAYING AND ADMINISTRATIVE TASKS. THE PARTNERSHIP ONLY HAS A CHECKING ACCOUNT IN ADDITION TO THE FARMLAND. I*114608 Entity Type: Non-Profit Organization Name: NCHS Inc Investment related: No Address of business :West Lafayette, Indiana 47906 Position: Advisory Board Member, Start date: 6/21/2018#hours: 5 hrs Qtrly trading hours: 0 Duties: NCHS operates a non-profit psychiatric hospital in West Lafayette, IN. It is also a grant-making organization. I am a member of the advisory board for this organization. I have now been asked to be a member of the investment committee. I*100202 Non-Profit Organization Community Foundation of Greater Lafayette Investment related: No Lafayette, IN 47901 Advisory Board Member, Start date: 1/2/2017hours: 8 Monthly trading hours: 1This public foundation helps donors accomplish philanthropic goals. I have been asked to serve on the Board of Directors. Since I have prior service on this Board, I have been asked to serve as Vice President. I*122332 For-Profit Organization LLC Investment related: Yes Lafayette, IN 47909 Start: 3/15/2019 Hours devoted: 5 hrs Mthly Hours devoted during trading hours: 0 This is an LLC which will hold farm real estate from my deceased parents trust accounts. The other partners are my two siblings. I* 1610288, Name: NCHS Inc. Address: West Lafayette, IN Investment Related: Yes Position: Board Member, Officer Start Date: 02/01/2024 Hours: 1 Hours during trading: 1 Duties: NCHS is a grantmaking organization providing capital grants to 501(c)(3)organizations in an 8 county region centered around Lafayette, IN. I will be a continuing member of the Board but now serving as Board Chair. I will be responsible for leading the Board and the organization as it carries it implements its strategy. I*1968278 Entity Type: Charitable Name of OBA: United Way - Greater Lafayette & Tippecanoe County Address: Lafayette IN Investment Related: No Position: Committee Fundraising committee Start Date:09/10/2024 Hours: 2 Mthly Hours during trading: 1mthly Duties: Entity purpose is to mobilize the local community to improve lives thru better health, education and financial stability. I am being asked to serve as a Development Committee Member I*3496291 Entity Type: Entity Charitable Name of OBA: NCHS Inc. Address: West Lafayette, IN 47906 Investment Related: No Position: Committee, Treasurer, Board Member Employee Start Date: 01/28/2026 Number of Hours: 3, Monthly Number of Hours during trading: 2, Monthly Duties: NCHS is a 501(c)(3) organization which operates River Bend Hospital plus is a grantmaking organization serving an 8 county area in North Central Indiana Treasurer/Board of Directors

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-20
• S63 Uniform Securities Agent State Law Examination
  1985-09-05