Suzi Lederer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 03/2018
  Ameriprise Financial Services, Inc.
  Charlotte, NC
• 04/2018 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2012-10-11 → 2018-03-13
  Ameriprise Financial Services, Llc
  Charlotte, NC
  Winston Salem, NC
• 2009-02-11 → 2012-10-02
  Raymond James Financial Services Advisors, Inc
  Indian Trail, NC
  Saint Petersburg, FL

Exams

• S66 Uniform Combined State Law Examination
  2008-10-23
• S63 Uniform Securities Agent State Law Examination
  2003-04-22

Other Names

• Suzi Lederer
• Susan Lederer