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Vance Laverne Neal

LPl Financial LLC

Zelienople, PA

Marco Island, FL

CRD 1401788

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-30
MI RA APPROVED 2024-11-30
NV RA APPROVED 2024-11-30
PA RA APPROVED 2010-09-16
TX RA APPROVED_RES 1996-01-08
  • FL RA
    APPROVED
    Since 2024-11-30
  • MI RA
    APPROVED
    Since 2024-11-30
  • NV RA
    APPROVED
    Since 2024-11-30
  • PA RA
    APPROVED
    Since 2010-09-16
  • TX RA
    APPROVED_RES
    Since 1996-01-08

Branch Locations

Zelienople, PA • United States

Marco Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Zelienople PA 06/1995 Present
  • 06/1995 → Present
    Linsco/Private Ledger Corp.
    Zelienople, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-28
S63 Uniform Securities Agent State Law Examination 1985-08-28
  • S65 Uniform Investment Adviser Law Examination
    2009-10-28
  • S63 Uniform Securities Agent State Law Examination
    1985-08-28

View on SEC IAPD

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