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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-06-29
CO RA APPROVED 2016-06-28
GA RA APPROVED 2016-06-28
IN RA APPROVED 2016-06-28
FL RA APPROVED 2014-04-14
CA RA APPROVED 2007-01-10
  • NC RA
    APPROVED
    Since 2016-06-29
  • CO RA
    APPROVED
    Since 2016-06-28
  • GA RA
    APPROVED
    Since 2016-06-28
  • IN RA
    APPROVED
    Since 2016-06-28
  • FL RA
    APPROVED
    Since 2014-04-14
  • CA RA
    APPROVED
    Since 2007-01-10

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

1099 Hingham Street, Rockland, MA 02370 • United States

One Post Office Square 33Rd Floor, Boston, MA 02109-2106 • United States

Two Market Square, Marblehead, MA 01945 • United States

One Post Office Square, Boston, MA 02109 • United States

8 Essex Center Drive 2Nd Floor, Peabody, MA 01960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ft. Lauderdale FL 04/2014 Present
Previous Registrations
Other Businesses

1) Robert and Marina Covino,Florida United States01907, Renting my home in Florida,Real Estate, Renting my property,owner of property, Ownership of property Landlord, Start Date-6/2/2025Investment Related-Yes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-27
S63 Uniform Securities Agent State Law Examination 1985-09-19
  • S65 Uniform Investment Adviser Law Examination
    2005-01-27
  • S63 Uniform Securities Agent State Law Examination
    1985-09-19

View on SEC IAPD

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