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37 West Avenue Suite 301, Wayne, PA 19087-3226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-17 |
| KY | RA | APPROVED | 2025-04-09 |
| AR | RA | APPROVED | 2025-03-26 |
| FL | RA | APPROVED | 2025-03-26 |
| MI | RA | APPROVED | 2025-03-21 |
| AL | RA | APPROVED | 2025-03-20 |
| CA | RA | APPROVED | 2025-03-20 |
| LA | RA | APPROVED | 2025-03-19 |
| MS | RA | APPROVED | 2025-03-19 |
| OK | RA | APPROVED | 2025-03-19 |
| TX | RA | APPROVED_RES | 2025-03-19 |
| TN | RA | APPROVED | 2025-03-13 |
| MD | RA | APPROVED | 2025-03-07 |
Branch Locations
37 West Avenue Suite 301, Wayne, PA 19087-3226 • United States
37 West Ave Suite 301, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-03-13 |
Branch Locations
37 West Ave Suite 301, Wayne, PA 19087 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wunderlich Securities, Inc. | Memphis | TN | 01/2013 | 12/2018 |
| Realta Equities, Inc. | Wilmington | DE | 12/2018 | 03/2025 |
| Realta Investment Advisors, Inc. | Wilmington | DE | 12/2018 | 03/2025 |
| J. Alden Associates, Inc. | Wayne | PA | 03/2025 | Present |
| Alden Capital Management | Wayne | PA | 03/2025 | Present |
| Alden Investment Advisors | Wayne | PA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-09 |
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