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Nancy Marie Mulligan

Northeast Investment Management Inc

Boston, MA

Boston, MA

CRD 3227676

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Employer firm

Northeast Investment Management Inc CRD 105051

$3.27B regulatory AUM 94 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Northeast Investment Management Inc

24 Federal Street Floor 9, Boston, MA 02110-2516 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-20
MA RA APPROVED 2008-03-17
  • TX RA
    APPROVED
    Since 2009-04-20
  • MA RA
    APPROVED
    Since 2008-03-17

Branch Locations

100 High Street Suite 1000, Boston, MA 02110-2301 • United States

24 Federal Street Floor 9, Boston, MA 02110-2516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Investment Management, Inc Boston MA 04/1999 12/2016
Northeast Management & Research Co., Inc. Boston MA 01/2005 02/2017
Northeast Investors Growth Fund Boston MA 02/2017 Present
Northeast Investment Management, Inc Boston MA 01/2017 Present
Northeast Management & Research Co., Inc. Boston MA 02/2017 Present
Northeast Investors Growth Fund Boston MA 04/1999 02/2017
  • 04/1999 → 12/2016
    Northeast Investment Management, Inc
    Boston, MA
  • 01/2005 → 02/2017
    Northeast Management & Research Co., Inc.
    Boston, MA
  • 02/2017 → Present
    Northeast Investors Growth Fund
    Boston, MA
  • 01/2017 → Present
    Northeast Investment Management, Inc
    Boston, MA
  • 02/2017 → Present
    Northeast Management & Research Co., Inc.
    Boston, MA
  • 04/1999 → 02/2017
    Northeast Investors Growth Fund
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-12-05
  • S63 Uniform Securities Agent State Law Examination
    2002-12-05
Designations
  • Certified Financial Planner
Other Names
  • Nancy M Mulligan

View on SEC IAPD

Nearby Firms

COHERE CAPITAL
BAYPINE HOLDINGS LP
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.

Nearby Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON

Nearby Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

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