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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-08 |
| CT | RA | APPROVED | 2009-04-30 |
Branch Locations
1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New Haven | CT | 04/2009 | Present |
1)ORANGE CHAMBER BD OF DIRECTORS / 637 ORANGE CENTER RD ORANGE CT 06477 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...) / CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / PROMOTE BUSINESS WITHIN ORANGE / MEMBER OF BOARD OF DIRECTORS / MAKING DECISIONS TO PROMOTE BUSINESS IN ORANGE / START DATE 02/02/2012. 2) Rotary Club of Orange/ADDRESS: Orange Rotary PO Box 894 Orange CT/NATURE OF BUSINESS: charity/POSITION: Member of Board of directors/DUTIES:go to board meetings and vote on club issues/START DATE: 4/1/2023/HOURS DEVOTED:No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-18 |
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