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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-08-15
  • MN RA
    APPROVED
    Since 2018-08-15

Branch Locations

Scottsdale, AZ • United States

10900 Wayzata Blvd Ste 150, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Eagan MN 07/2016 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 10/2016 04/2018
Bank Of America, N.A. Wayzata MN 01/2017 04/2018
Ameriprise Financial Services, Inc. Eden Prairie MN 08/2018 03/2020
Unemployed Wayzata MN 05/2018 07/2018
Ameriprise Financial Services, Llc Minnetonka MN 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; Dovetail Group LLC; Registered Team Member-AFA; Manage advisory business; 6550 York Ave S, Suite 100, Edina, MN, 55435; Investment-Related; 06/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-02
  • S66 Uniform Combined State Law Examination
    2001-02-02

View on SEC IAPD

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