Thomas Joseph Alten

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-15

FL RA
APPROVED

Since 2022-03-15

Branch Locations

Delray Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Lincoln National Life Insurance Company	Deerfield Bch	FL	02/1992	03/2022
Lincoln Financial Advisors Corporation	Boca Raton	FL	02/1992	03/2022
Lpl Financial Llc	Deerfield Beach	FL	03/2022	Present

02/1992 → 03/2022

The Lincoln National Life Insurance Company

Deerfield Bch, FL
02/1992 → 03/2022

Lincoln Financial Advisors Corporation

Boca Raton, FL
03/2022 → Present

Lpl Financial Llc

Deerfield Beach, FL

Previous Registrations

1997-10-02 → 2022-03-15

Osaic Fa, Inc.

Deerfield Bch, FL

Boca Raton, FL

Other Businesses

1) 3/2022- THOMAS J ALTEN- Non-Variable Insurance- Agent selling Fixed/indexed Annuities and Traditional Life- inv. related- DEERFIELD BEACH, FL - start date 9/1/1984- 2hrs/mth

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-05-26

S63 Uniform Securities Agent State Law Examination

1989-05-26

Designations

Other Names

Tom Alten

View on SEC IAPD