Nadia Allaudin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Century City, CA
• 07/2011 → Present
  Bank Of America, N.A.
  Century City, CA

Other Businesses

I*20184FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: UNIVERSITY OF CALIFORNIA AT LOS ANGELESINVESTMENT RELATED: NADDRESS OF BUSINESS:LOS ANGELES, CA, CALIFORNIA 90024NATURE OF BUSINESS: OTHER,TEACHERPOSITION, TITLE, ASSOCIATION: OTHER, TEACHERSTART DATE OF RELATIONSHIP: 7/8/2010NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SPEAKER/TRAINER I*72543FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WOMEN, WEALTH AND WISDOMINVESTMENT RELATED: NADDRESS OF BUSINESS: MARK TAPER FORUM, LA PUBLIC LIBRARYLOS ANGELES, CALIFORNIA 90071NATURE OF BUSINESS: OTHER, NOT INCOPORATED AND HAS NO INCOMEPOSITION, TITLE, ASSOCIATION: CONSULTANT, START DATE OF RELATIONSHIP: 6/1/2015NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10DUTIES: I AM WOMEN, WEALTH AND WISDOM WHICH IS HOSTED AT THE LIBRARY. MY ACTIVITIES INCLUDE COORDINATING THE AGENDA, INVITES ETC. I WILL NOT BE PAID AND THIS ACTIVITY IS NOT FOR PROFIT BY ALL ORGANIZATIONS INVOLVED. I*7554For profit or not for profit: Name of outside business organization: Nadia AllaudinInvestment related: Address of business:northridge, California 91326Nature of business: ,Position, title, association: , Start date of relationship: 1/14/2019Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*119655For profit or not for profit: Non-Profit OrganizationName of outside business organization: MADREInvestment related: NAddress of business:New York, New York 10001Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 1/7/2019Number of hours devoted: 10 hour(s) QuarterlyNumber of hours devoted during trading hours: 4Duties: board member I*1163272For profit or not for profit: Name of outside business organization: The Happy Hues CompanyInvestment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The Happy Hues Co develops campaigns and products that ignite conversation, introspection and social change. No day-to-day duties, Investor only. I* 1826311, Entity Type Entity Charitable, Name of OBA: UCLA Santa Monica Health Advisory Board Address: Santa Monica, California, 90404 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/28/2024 No Hours: 8 yearly No Hours during trading: 8 yearly Duties: advisory board member

Exams

• S66 Uniform Combined State Law Examination
  1999-08-27