Kevin Douglas Clark

Current Employers

Heartland Advisors, Inc.

790 N Water Street Suite 1200, Milwaukee, WI 53202 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2002-01-10

WI RA
APPROVED

Since 2002-01-10

Branch Locations

790 N Water Street Suite 1200, Milwaukee, WI 53202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Heartland Advisors, Inc.	Milwaukee	WI	02/1993	Present
Alps Distributors, Inc.	Denver	CO	08/2007	Present

02/1993 → Present

Heartland Advisors, Inc.

Milwaukee, WI
08/2007 → Present

Alps Distributors, Inc.

Denver, CO

Other Businesses

1. Heartland Advisors. Investment related. 790 Water St, Ste 1200, Milwaukee, WI 53202, Investment Advisor, Sr. Vice President/Equity Trading, start 02/1993, 176 hrs/mo, 132 hrs/mo, Investment management. 2. ALPS DISTRIBUTORS, INC. 1290 BROADWAY, SUITE 1000, DENVER, CO 80203 BUSINESS IS INVESTMENT RELATED - BD, REGISTERED REPRESENTATIVE, 160 HOURS/MONTH, 130 HOUR/MONTH DURING TRADING HOURS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-11-12

S63 Uniform Securities Agent State Law Examination

1987-11-12

Other Names

Kevin D Clark

View on SEC IAPD

Current Employers

Heartland Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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