Sylvia Isolde Raith

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 09/2023
  J.P. Morgan Securities Inc.
  Chicago, IL
• 09/2023 → Present
  Rbc Capital Markets, Llc
  Oakbrook Terrace, IL

Previous Registrations

• 2008-10-01 → 2023-09-30
  J.P. Morgan Securities Llc
  Chicago, IL
  Hinsdale, IL
  Oakbrook Terrace, IL
  Chicago, IL
  Chicago, IL
• 2008-02-26 → 2008-10-01
  J.P. Morgan Securities Inc.
  Hinsdale, IL

Other Businesses

(1) Entity Name: personally owned condo/house Investment related: Yes Address: 111 Chicago IL: Chicago IL: 728 Riverside, IL Nature of the other business: I rent my condos/house to an individual. Position/Title/Relationship: Landlord Start Date: 01-Aug-2005 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Collect rent

Exams

• S66 Uniform Combined State Law Examination
  2019-04-04
• S63 Uniform Securities Agent State Law Examination
  1996-08-16