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Shari Watkins

Thrivent Investment Management Inc.

Carolina Beach, NC

Minneapolis, MN

CRD 1401012

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-17
DC RA APPROVED 2024-10-28
OK RA APPROVED 2024-10-24
TX RA APPROVED 2024-10-24
  • NC RA
    APPROVED
    Since 2025-06-17
  • DC RA
    APPROVED
    Since 2024-10-28
  • OK RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED
    Since 2024-10-24

Branch Locations

Carolina Beach, NC • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Malvern PA 05/2021 04/2024
Us Department Of Commerce Philadelphia PA 08/2020 10/2020
American Greetings West Chester PA 04/2018 04/2021
Viabella West Chester PA 06/2015 01/2018
Unemployed West Chester PA 02/2018 03/2018
Thrivent Investment Management Inc Minneapolis MN 08/2024 Present
Thrivent Financial Appleton WI 08/2024 Present
Unemployed Downingtown PA 05/2024 07/2024
  • 05/2021 → 04/2024
    The Vanguard Group, Inc
    Malvern, PA
  • 08/2020 → 10/2020
    Us Department Of Commerce
    Philadelphia, PA
  • 04/2018 → 04/2021
    American Greetings
    West Chester, PA
  • 06/2015 → 01/2018
    Viabella
    West Chester, PA
  • 02/2018 → 03/2018
    Unemployed
    West Chester, PA
  • 08/2024 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 08/2024 → Present
    Thrivent Financial
    Appleton, WI
  • 05/2024 → 07/2024
    Unemployed
    Downingtown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
S63 Uniform Securities Agent State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2024-09-30
  • S63 Uniform Securities Agent State Law Examination
    2021-10-01
Other Names
  • Shari A Grame
  • Shari Ann Watkins
  • Shari Watkins

View on SEC IAPD

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