James Francis Simpson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1986 → Present
  Prudential Insurance Company Of America
  Montgomery, AL
• 05/1986 → 11/2024
  Pruco Securities, Llc.
  Montgomery, AL
• 11/2024 → Present
  Lpl Enterprise, Llc
  Macon, GA

Previous Registrations

• 2003-03-18 → 2024-11-14
  Pruco Securities, Llc.
  Macon, GA
  Atlanta, GA
  Macon, GA
  Montgomery, AL
  Montgomery, AL
  Atlanta, GA
  Montgomery, AL

Other Businesses

1) 09/16/2024 - Mount de Sales Academy - The board oversees the school. We work with the President of the school - Non-Profit Board Member - Inv Related - At Macon, GA - Start Date 07/01/2017 - 10hrs/mth - 4hrs/mth During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-28
• S63 Uniform Securities Agent State Law Examination
  1985-09-19

Other Names

• Jamie Simpson
• James Francis Jr Simpson