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Claude Andre Gregory

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 1400747

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-12-19
  • MD RA
    APPROVED
    Since 2017-12-19

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial & Realty Services,Llc Calverton MD 02/1991 Present
Frs Partners, Llc Silver Spring MD 11/2004 01/2017
Interior Facilities Design, Llc Calverton MD 08/2004 Present
Fsc Securities Corporation Silver Springs MD 02/2013 02/2017
Nationwide Investment Services Corp Columbus OH 10/2017 Present
  • 02/1991 → Present
    Financial & Realty Services,Llc
    Calverton, MD
  • 11/2004 → 01/2017
    Frs Partners, Llc
    Silver Spring, MD
  • 08/2004 → Present
    Interior Facilities Design, Llc
    Calverton, MD
  • 02/2013 → 02/2017
    Fsc Securities Corporation
    Silver Springs, MD
  • 10/2017 → Present
    Nationwide Investment Services Corp
    Columbus, OH
Previous Registrations
  • 2013-02-26 → 2017-03-02
    Fsc Securities Corporation
    Rockville, MD
    Silver Spring, MD
  • 2001-04-16 → 2005-08-25
    Fsc Securities Corporation
    Silver Spring, MD
Other Businesses

1)CEO, managing Principal at Financial Realty & Services (FRS), located at 1110 Bonifant Street, Suite 301, Silver Spring, MD 20910 (www.frsllc.com). Started on 12/2/94. 40 hours devoted a month, 20 hours during trading hours. Investment related. 2)Member/Principal of Interior Facilities Design, LLC located at 1110 Bonifant Street, Suite 301, Silver Spring, MD 20910 (www.ifdllc.com). Started on 8/2/07. 3 hours devoted a month, 0 hours during trading hours. Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-17
S63 Uniform Securities Agent State Law Examination 1985-12-02
  • S65 Uniform Investment Adviser Law Examination
    1994-02-17
  • S63 Uniform Securities Agent State Law Examination
    1985-12-02
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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